Senior Operational Compliance Auditor

United States·BirminghamFull Timesenior

OtherOperational Compliance Auditor

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Overview

The work we do has an impact on millions of lives, and you can be a part of it. We help protect our customers against life’s uncertainties. Regardless of where you work within the company, you’ll be helping provide protection and peace of mind when our customers need it most.

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The work we do has an impact on millions of lives, and you can be a part of it.

We help protect our customers against life’s uncertainties. Regardless of where you work within the company, you’ll be helping provide protection and peace of mind when our customers need it most.

Protective Life is seeking an experienced, highly motivated auditor to join our Operational Compliance Internal Audit team. In this role, you will lead and execute complex operational audit engagements that evaluate the effectiveness of internal controls, risk management practices, and compliance with company policies, procedures, and relevant regulations.

The position operates with a high degree of independence while partnering closely with business leaders and cross‑functional teams across the organization. This position plays a critical role in driving continuous improvement, strengthening internal controls, and supporting Protective Life’s commitment to operational excellence.

Lead end‑to‑end operational audit engagements, including planning, risk assessment, defining audit scope, developing audit programs, executing testing, and documenting results.

Identify and assess internal control deficiencies, operational risks, and process gaps; develop practical, actionable recommendations to improve efficiency, reduce risk, and support cost‑savings initiatives.

Prepare clear and concise audit reports that communicate findings, root causes, risk implications, and recommendations to management.

Monitor management action plans and verify that corrective actions are implemented effectively and on time.

Stay current on industry trends, emerging risks, and regulatory developments to ensure audit approaches remain relevant and future‑focused.

Partner with business leaders and cross‑functional stakeholders to promote strong internal controls and compliance with policies, procedures, and regulatory requirements.

Ensure compliance with Institute of Internal Auditors (IIA) professional standards and Protective’s audit methodology, supporting overall quality assurance efforts.

Strong organizational skills with a focus on accuracy, documentation quality, and timely delivery.

Solid understanding of auditing standards, internal control frameworks, and risk management practices.

Familiarity with operational processes within financial services or insurance environments preferred.

Working knowledge of audit tools, data analytics, and emerging technologies — including artificial intelligence or automation — used in audit or business operations.

Strong analytical and critical‑thinking skills with the ability to assess complex processes and identify meaningful insights.

Excellent written and verbal communication skills, including the ability to convey complex topics clearly to diverse audiences.

Strong interpersonal skills with the ability to build collaborative partnerships across the organization.

Ability to manage multiple priorities, work independently, and lead others in a team environment.

Bachelor’s degree in Accounting, Finance, or a related field required.

Minimum of 3 years of auditing experience, preferably within the insurance or financial services industry.

Professional certifications such as Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) preferred.

Proficiency in Excel and audit software; experience with data analytics tools is a plus.