Siepe3mo ago

Director, CLO Compliance Analysis

United States·HoustonFull-timeexecutive

Legal & ComplianceOtherCompliance

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Overview

Siepe is a fast-growing technology company headquartered in Dallas, TX – focused on helping investment managers turn complexity into clarity. We build software and data solutions that give hedge funds and financial services firms the visibility, speed, and confidence they need to make better…

Technical Tools

Legal & ComplianceOtherCompliance

Our platform delivers a unified source of truth that empowers our clients with real-time, actionable insights. We don’t just serve the industry – we help modernize it!

Siepe is profitable, privately held, and growing fast. We offer more than just competitive pay and great benefits—we offer the chance to do impactful work alongside sharp, driven teammates in a culture that rewards curiosity, initiative, and follow-through. Whether you come from finance, tech, or are charting a new path, you’ll find meaningful problems to solve, real ownership, and the momentum to grow your career with purpose.

The Director, CLO Compliance Analysis is responsible for leading global teams that deliver high-quality compliance, analytics, and client service solutions within the structured finance space. This role combines technical expertise, operational leadership, and talent development to ensure exceptional client outcomes and sustainable team performance.

Lead global teams in the development, enhancement, and ongoing maintenance of structured finance and CLO compliance models.

Serve as a senior escalation point for clients, resolving highly complex issues and responding to inquiries from senior-level and key client stakeholders.

Ensure analytical outputs meet the highest standards of accuracy, consistency, and regulatory compliance.

Develop and execute resource location and staffing strategies that optimize quality, timeliness, and cost-effectiveness across global teams.

Establish, implement, and manage service level agreements (SLAs), ensuring that procedures, workflows, and internal controls align with defined service standards.

Drive process efficiency, risk mitigation, and continuous improvement initiatives across the group.

Recruit, mentor, and develop high-performing professionals, with a strong focus on long-term individual contribution and career growth.

Foster a collaborative culture that values accountability, innovation, and continuous improvement.

Provide ongoing coaching, performance feedback, and development planning to build a resilient and scalable team.

Demonstrate a strong commitment to working collaboratively with all team members while also operating independently as required.

Consistently prioritize client satisfaction and strong internal partnerships across functions.

Uphold the highest standards of professionalism, integrity, and service excellence.

Perform other duties and responsibilities as discussed and agreed upon during the term of employment, consistent with the scope and level of the role.

Bachelor’s degree in Finance, Accounting, Economics, Mathematics, or a related field; advanced degree or professional certifications (e.g., CFA) strongly preferred.

Extensive experience in structured finance and CLO compliance, with deep expertise in CLO documentation, compliance testing, and complex analytical frameworks.

Proven leadership experience managing and scaling high-performing, globally distributed teams, with a strong track record of talent development and succession planning.

Advanced analytical and technical skills, including hands-on experience with CLO compliance models, cash flow modeling, and related financial systems and tools.

Strong understanding of regulatory requirements and market practices impacting CLOs and structured finance vehicles.

Demonstrated ability to serve as a senior escalation point, confidently engaging with and advising senior client stakeholders on complex and sensitive matters.

Exceptional operational and organizational skills, with experience designing and managing SLAs, workflows, and internal controls in a client-facing environment.

A continuous improvement mindset, with a history of driving process efficiencies, risk mitigation, and scalable solutions across teams and functions.

Excellent communication and interpersonal skills, with the ability to translate complex technical concepts into clear, actionable insights for diverse audiences.

A collaborative leadership style balanced with the ability to operate independently, exercise sound judgment, and make decisions in a fast-paced environment.

Strong client service orientation, with a demonstrated commitment to accuracy, accountability, and delivering exceptional client outcomes.

High level of professionalism, integrity, and discretion when handling sensitive information and client relationships.