Operations Generalist

United States·New Yorkmid

OtherMerchant

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Quick Summary

Key Responsibilities

Real time support of US Equity trade activity, including but not limited to: Comply with T+1 settlement cycle mandates in accordance with SEC Rule 15c6-2 Process trade bookings, allocations, confirms,

Requirements Summary

Bachelor’s Degree DTCC ALERT/CTM and WorkX/ORF knowledge Team player with the ability to work under pressure and prioritize tasks in a fast-faced,

Technical Tools

OtherMerchant

The role provides the opportunity to make an important contribution to the US Equity Operations team. The candidate will be responsible for middle and back-office functions in support of the firm’s US Institutional Equity Desk.

Responsibilities

~1 min read

Real time support of US Equity trade activity, including but not limited to:

Comply with T+1 settlement cycle mandates in accordance with SEC Rule 15c6-2
Process trade bookings, allocations, confirms, and ensure timely downstream processing
Collaborate with trading desks and firm counterparties to address and resolve trade discrepancies
Open client DVP/RVP accounts and ensure settlement instructions are up to date
Collaborate with firm counterparties and custodians to promptly resolve aged fails and unaffirmed trades
Assist in the firm’s daily EOD procedures
Escalate and assist in resolving operational risks to the firm (ie. Regulatory Notifications, Buyins and Corporate Actions)
Oversee daily and monthly trade, positions, P&L, and commission reconciliations

Requirements

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Bachelor’s Degree
DTCC ALERT/CTM and WorkX/ORF knowledge
Team player with the ability to work under pressure and prioritize tasks in a fast-faced, deadline-driven environment
Self-motivated approach to work and superior attention to detail
Excellent written and verbal communication skills
Proficient in the Microsoft suite of applications with strong Excel skills for data analysis and reporting
2+ Middle/Back Office experience at a buy side or sell side financial institution

Must be authorized to work full time in the U.S., BTIG does not offer sponsorship for work visas of any type
No phone calls please, the applicant will be contacted within two weeks if successful

BTIG is a global financial services firm specializing in institutional trading, investment banking, research and related brokerage services. With an extensive global footprint and more than 700 employees, BTIG, LLC and its affiliates operate out of 20 cities throughout the U.S., and in Europe, Asia and Australia. BTIG offers execution, expertise and insights for equities, equity derivatives, ETFs and fixed income, currency and commodities. The firm’s core capabilities include global execution, portfolio, electronic and outsource trading, investment banking, prime brokerage, capital introduction, corporate access, research and strategy, commission management and more.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status. BTIG is an equal opportunity employer Minorities/Females/People with Disabilities/Protected Veterans/Sexual Orientation/Gender Identity.

What We Offer

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✓BTIG offers a competitive compensation and benefits package. Salary range is based on a variety of factors including, but not limited to, location, years of applicable experience, skills, qualifications, licensure and certifications, and other business and organization needs.

✓The current estimated base salary range for this role is $100,000.00 - $150,000.00 per year. Please note that certain positions are eligible for additional forms of compensation such as discretionary bonus or overtime.