Capco14d ago

Compliance Associate - Financial Services

Glasgowmid

Legal & ComplianceOtherCompliance AssociateCompliance

0 views0 saves0 applied

Apply Now

Quick Summary

Overview

Associate – Central Compliance Location: Glasgow (Hybrid) | Practice Area: Finance, Risk,

Technical Tools

Legal & ComplianceOtherCompliance AssociateCompliance

Responsibilities

~1 min read

→Undertake compliance monitoring and reviews across key areas including conduct, inside information, and desk-based assessments
→Support and lead internal investigations into potential misconduct, maintaining objectivity and confidentiality
→Partner with senior compliance leadership across EMEA and Asia to support registrations, certifications, and training activities
→Manage processes relating to Outside Business Activities (OBAs), personal account dealing, and employee trading
→Collaborate with stakeholders across the business to ensure adherence to regulatory standards and internal policies

2+ years’ experience in financial services within compliance, risk, operations, or a related control function
Strong attention to detail with the ability to deliver accurate work in a regulated environment
Effective time management skills, with the ability to manage multiple priorities and deadlines
A proactive and inquisitive approach, with the confidence to identify improvement opportunities
Strong stakeholder management and collaboration skills across varying levels of seniority

Nice to Have

~1 min read

Experience supporting compliance activities within investment banking or capital markets
Familiarity with regulatory requirements across EMEA or global jurisdictions
Exposure to investigations or employee conduct-related processes
Knowledge of personal account dealing or employee trading frameworks
Experience working in a fast-paced, high-control environment

What We Offer

~2 min read

✓Deliver high-impact technology solutions for Tier 1 financial institutions

✓Work in a collaborative, flat, and entrepreneurial consulting culture

✓Access continuous learning, training, and industry certifications

✓Be part of a team shaping the future of digital financial services

✓Help shape the future of digital transformation across FS & Energy.

✓Core Benefits: Discretionary bonus, competitive pension, health insurance, life insurance and critical illness cover.

✓Mental Health: Easy access to CareFirst, Unmind, Aviva consultations, and in-house first aiders.

✓Family-Friendly: Maternity, adoption, shared parental leave, plus paid leave for sickness, pregnancy loss, fertility treatment, menopause, and bereavement.

✓Holiday Flexibility: 5 weeks of annual leave with the option to buy or sell holiday days based on your needs.

✓Continuous Learning: Minimum 40 hours of training annually plus a dedicated business coach from day one.

Location & Eligibility

Where is the job

Uk - Glasgow

On-site at the office

Who can apply

Same as job location

Listed under

Worldwide

Listing Details

Posted: April 17, 2026
First seen: April 16, 2026
Last seen: May 1, 2026

Posting Health

Days active: 15
Repost count: 0
Trust Level: 36%
Scored at: May 1, 2026

Signal breakdown

freshnesssource trustcontent trustemployer trust

Apply for this position

Capco

greenhouse

Capco, a Wipro company, is a global technology and management consultancy specializing in driving digital transformation in the financial services and energy sectors.

Employees

5k+

Founded

1998

Domain

Jobs

External application · ~5 min on Capco's site

Please let Capco know you found this job on Jobera.