Compliance Associate Jobs

APA·United States·Washington·On-site

Monitoring & Compliance Associate

Note: APA operates on a 37.5-hour work week with one-hour lunch breaks each day. APA sets salaries based on several considerations, including years of relevant experience, level of education, and previous staff and/or governance experience at APA. The Office of Program Consultation and Accreditation

Compliance Associate

About Stable Money Stable Money is India's leading fixed-income investment platform, on a mission to modernize how 230+ million Indians save and invest. Founded in 2022 and headquartered in Bengaluru, we've grown to over 30 lakh users who have collectively invested more than ₹5,000 crore across fixe

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Fartherfinance·United States·Irving·Hybrid

Senior Regional Compliance Associate

Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience. Farther’s founders are leaders and innovators from the private wealth industry who possess a unique blend of traditiona

fger·Germany·Essen·On-site

LEGAL AND COMPLIANCE ASSOCIATE (m/f/d)

Starting immediately, we are looking for a new colleague on a full-time basis (40 hours/week) for our modern office in Essen. If you are dedicated and ambitious, FPT is an excellent place to grow your career. Tasks Conduct research on the laws, regulations, and commercial practices of European count

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Gcmgrosvenor·United States·Chicago·On-site

Compliance Associate

SUMMARY As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. As an onsite/hybrid employee, you are expected to be in the office on Tuesdays, Wednesdays, and Thursdays. RESPONSIBILITIES Assist

Compliance Associate, Issue Management

OppFi is a leading tech-enabled digital finance platform that works with banks to provide financial products and services for everyday Americans. Through a transparent and responsible platform, which includes financial inclusion and excellent customer experience, the Company supports consumers who a

Bestpass·United States·Madison·On-site

Fleet Compliance Associate

Fleetworthy offers the only complete technology suite for fleet readiness, uniting safety and compliance, toll management, and weigh station bypass solutions. We help fleets streamline operations, control costs, an d opera te with confidence. Trusted by 75% of the top fleet

careers-lordabbett·Jersey City·On-site

Senior Compliance Associate, Testing & Data

The Role The Compliance Senior Associate, Testing and Data is responsible for conducting global compliance monitoring and testing activities to ensure that the organization adheres to legal, regulatory, and internal policies and standards. This role requires an individual with ability to work indepe

obs·Philippines·On-site

Quality and Compliance Associate (AU Client - Hybrid)

You will be required to assist in maintaining quality standards and ensuring compliance with internal policies, procedures, and regulatory requirements across operational processes. Managing quality monitoring activities, reviewing operational workflows, and ensuring that internal processes meet req

careers-lordabbett·Jersey City·On-site

Compliance Associate

The Role About Lord Abbett: Founded in 1929, Lord Abbett is an independent firm with a singular focus on the management of money. Over the course of our history, we’ve earned a sterling reputation for our leadership, influence, and innovation in the asset management industry. Today, our independent

Alpaca·Remote - EMEA - EU - UK·Remote · EMEA

Compliance Associate (UK), Appointed Representatives

Who We Are: Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Our recent Series D funding round brought our total investment to over $320 million, fueling our ambitious vision. Amongst

Unclaimed Property Compliance Associate

Unclaimed Property Compliance Associate This role is HYRID. Candidate MUST live in either Indianapolis, Denver or Nashville regions ABOUT KODIAK SOLUTIONS At Kodiak Solutions, we’re dedicated to delivering innovative solutions to today’s complex business issues across a variety of industries t

matta·Nigeria·Victoria Island·On-site

Legal and Compliance Associate

zolve·India·Bengaluru·On-site

Compliance Associate

ABOUT ZOLVE Welcome to the financial frontier of limitless possibilities - welcome to Zolve. We're not just a fintech; we're architects of a financial revolution, crafting a narrative that transcends borders. At Zolve, we believe in rewriting the rules of finance to empower global citizens, nomads,

greenwheels·Kenya·Nairobi Area·On-site

Customer Compliance Associate

Key Responsibilities: Ensure drivers comply with the full rider gear requirement. Ensure drivers operate Uber-branded electric bikes that are visible to clients. Monitor and enforce adherence to road safety rules and traffic laws. Conduct routine alcohol testing on drivers to prevent riding under th

NABIS··Remote · Worldwide

Compliance Associate

About Nabis Nabis is the #1 licensed cannabis wholesale platform in the world, supplying $1B+ worth of cannabis products annually from hundreds of brands to retailers across California, New York, and Nevada. Our mission is to empower the world to discover cannabis by providing choice, access, and in

Protective·United States·Birmingham·Hybrid

Advertising Review Compliance Associate

The work we do has an impact on millions of lives, and you can be a part of it. We help protect our customers against life’s uncertainties. Regardless of where you work within the company, you’ll be helping provide protection and peace of mind when our customers need it most. Protective is seeking a

Fireblocks·United States·On-site

Compliance Lead, Payments

The world of digital assets is accelerating in speed, magnitude, and complexity, opening the door to new ways for leveraging the blockchain. Fireblocks’ platform and network provide the simplest and most secure way for companies to work with digital assets and it trusted by some of the largest finan

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Galaxydigitalservices·United States·New York·On-site

Compliance Associate/VP

Who We Are: Galaxy is a global leader in digital assets and data center infrastructure, delivering solutions that accelerate progress in finance and artificial intelligence. We believe that blockchain and digital asset innovation will transform how value moves through the world – and we’re building

alphasights·United Kingdom·London,London·On-site

Research Compliance Associate (Immediate start/Summer 2026)

Start date: Immediate start & Summer start About this role The Research Compliance team is a dynamic and innovative function which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report into the Research Compliance Mana