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Advisory Manager - KSA

Saudi ArabiaSaudi Arabia·RiyadhFull-timemid
OtherManager
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Quick Summary

Key Responsibilities

Design and oversee client risk-profiling and suitability assessment frameworks prior to issuing any advice.

Technical Tools
OtherManager

Moomoo Arabia Capital is part of FUTU Group, a leading global digital brokerage and wealth management platform. As we deepen our presence in the Kingdom, we are building a local team to deliver world-class advisory services to clients in Saudi Arabia.

About the Role

~1 min read

To lead, design, and scale the organization's licensed advisory business line in Riyadh. Reporting to the CEO, this role is a foundational hire responsible for structuring client portfolio frameworks, overseeing suitability models, and building a high-performing advisory team. This position directs the advisory function, ensuring total compliance with market conduct and client protection rules.

Responsibilities

~1 min read
  • Suitability Frameworks: Design and oversee client risk-profiling and suitability assessment frameworks prior to issuing any advice.
  • Portfolio Construction: Structure diversified asset allocation strategies and model portfolios, ensuring all guidance aligns with client risk boundaries.
  • Disclosure Standards: Review and approve all advisory disclosure statements, fee structures, and conflict-of-interest logs.
  • Policy Enforcement: Partner closely with Compliance and Risk teams to maintain a zero-breach environment across all advisory activities.
  • Team Construction: Recruit, train, and manage a lean team of certified investment advisors as the business grows.
  • Product Alignment: Work with regional product teams to localize the application's advisory, wealth tools, and market insight features for Saudi users.
  • Client Engagement: Manage relationships with premium and High-Net-Worth (HNW) platform investors, providing macro market insights.
  • Regulatory Representation: Act as the technical point of contact for the advisory business line during routine CMA inspections and audits.

Requirements

~1 min read

  • 7–10 years of relevant experience in Advisory and Capital Markets.
  • 5+ years of people management experience.
  • Has CME-1 A&B Certificate
  • Prior experience at an asset management firm, wealth management platform, or investment bank (institutional coverage) strongly preferred
  • Demonstrated working knowledge of advisory policies, procedures, KYC, suitability frameworks, and internal controls.
  • Must meet the CMA’s fit-and-proper requirements.
  • Fluency in Arabic and English is required

Nice to Have

~1 min read
  • Market Knowledge: Deep structural understanding of local & international investment.
  • Fintech Mindset: Prior experience or strong comfort working within an app-based brokerage or advisory environment.

Location & Eligibility

Where is the job
Riyadh, Saudi Arabia
On-site at the office

Listing Details

Posted
August 6, 2026
First seen
September 29, 2026
Last seen
September 29, 2026

Posting Health

Days active
0
Repost count
0
Trust Level
16%
Scored at
September 29, 2026

Signal breakdown

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Advisory Manager - KSA