Smarsh1mo ago

Professional Services Supervision Reviewer II

Bangalore · BangaloreFull-Timemid

OtherProfessional Services Supervision Reviewer

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Quick Summary

Overview

Who are we? Smarsh empowers its customers to manage risk and unleash intelligence in their digital communications.

Technical Tools

OtherProfessional Services Supervision Reviewer

Who are we?

Smarsh empowers its customers to manage risk and unleash intelligence in their digital communications. Our growing community of over 6500 organizations in regulated industries counts on Smarsh every day to help them spot compliance, legal or reputational risks in 80+ communication channels before those risks become regulatory fines or headlines. Relentless innovation has fueled our journey to consistent leadership recognition from analysts like Gartner and Forrester, and our sustained, aggressive growth has landed Smarsh in the annual Inc. 5000 list of fastest-growing American companies since 2008.

About the Role:

Smarsh is seeking a supervision reviewer. In this role, you will be responsible for the day-to-day supervision activities for the Smarsh Assisted Review program. Qualified candidates will have a background in financial services, and posses a keen attention to detail.

Maintain working knowledge of policies and procedures regarding North American and European regulatory agencies, including FINRA and the SEC

Conduct compliance reviews and analysis of regulatory compliance policies for Financial Services and Mortgage Lending clients

Ensure that reviewed communications comply with regulatory requirements and organizational policies

Track and report review activity by client

Participate in periodic trainings and regulatory education opportunities

Identify and escalate communications that pose a potential compliance and/or operation risk

Performs other duties and responsibilities as assigned

Knowledge of the rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies

Critical thinking and quick decision-making abilities as it relates to regulatory compliance and risk mitigation

Ability to manage time efficiently to facilitate timely and thorough communication review

Experience working with automated supervision/surveillance/compliance/discovery tools (Smarsh preferred), used to detect and report suspicious activities

Bachelor’s degree (especially in Business or Finance) or an equivalent combination of experience and education.

2+ year of relevant experience (supervision, conducting AML investigations, customer due diligence, SARs preparation and filing) required.

Listing Details

Posted: March 4, 2026
First seen: March 26, 2026
Last seen: April 22, 2026

Posting Health

Days active: 26
Repost count: 0
Trust Level: 33%
Scored at: April 22, 2026

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Smarsh

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Smarsh is a leader in digital communications governance and archiving, offering solutions that help organizations manage compliance with regulations while harnessing insights from their communications data.

Employees

3k+

Founded

2001

Domain

Jobs

External application · ~5 min on Smarsh's site

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