Client Services Representative

The Client Services Representative serves as a key point of contact between Financial Advisors and clients. This role is responsible for delivering exceptional client service, supporting advisor business operations, managing administrative tasks, and ensuring timely follow-through on client requests and regulatory requirements. The ideal candidate is highly organized, responsive, detail-oriented, and committed to creating a positive client experience. 

• →Serve as a liaison between Financial Advisors and clients, ensuring a high level of service and responsiveness.
• →Answer incoming calls, schedule appointments, and coordinate meeting logistics.
• →Prepare meeting materials, client presentations, illustrations, reports, graphs, and charts to support advisor-client interactions.
• →Process and complete client paperwork accurately and efficiently, including all required follow-up activities.
• →Communicate with clients by phone, virtual meetings, and in-person interactions to address questions and ensure service expectations are met.
• →Coordinate client events, including planning, communication, and post-event follow-up.
• →Maintain accurate client records and documentation in accordance with company policies and regulatory requirements.
• →Perform proactive client outreach regarding time-sensitive activities, including Required Minimum Distributions (RMDs), quarterly reviews, annual reviews, and other client service initiatives.
• →Take ownership of client inquiries and requests by partnering with internal departments to ensure timely resolution and exceptional service delivery.
• →Educate clients on account services, platform capabilities, and technology solutions.
• →Complete required training and support the implementation of new tools, technologies, and processes.
• →Maintain detailed client communication records and compliance documentation within AdviceWorks, SmartWorks, Redtail, and other required systems.
• →Partner with Advisors through regular meetings to support business planning, marketing initiatives, client communication strategies, task management, and service workflows.

• High School Diploma or GED required.
• Experience in an administrative, customer service, client support, or office operations role.
• Strong organizational and time management skills with the ability to manage multiple priorities.
• Excellent verbal and written communication skills.
• Proficiency with Microsoft Office Suite, including Word, Excel, and PowerPoint.
• Ability to learn and adapt to new systems, software applications, and business processes.

• Experience supporting Financial Advisors, Registered Representatives, or wealth management professionals.
• Background in financial services, banking, insurance, or a related industry.
• Bachelor’s degree in finance, Business, Marketing, Communications, or a related field.
• Strong attention to detail with the ability to produce accurate and timely work in a fast-paced environment.
• Proven ability to independently manage workload while adapting to changing priorities and urgent requests.
• Self-motivated team player who can work effectively both independently and collaboratively.
• Professional, positive, and client-focused demeanor with strong interpersonal skills.
• Ability to handle confidential information with discretion and integrity.
• Strong listening skills with the ability to retain information and execute tasks accurately.
• This role may serve as an entry point into a broader career pathing program for future opportunities requiring industry experience and licenses, such as Insurance, FINRA Series 7, and Series 66 or Series 63/65.

This individual will make a meaningful impact by supporting advisor success, strengthening client relationships, and contributing to a professional, service-focused client experience.