Operations and Settlement Officer

We are seeking a detail-oriented and reliable Operations & Settlement Executive to manage daily transaction processing, reconciliation, settlements, and operational coordination. The ideal candidate should be comfortable handling financial data, ensuring accuracy in settlements, and supporting smooth operational workflows.

• →Ensure timely and accurate trade or payment settlements.
• →Reconcile transaction records and investigate discrepancies.
• →Coordinate with banks, brokers, custodians, and internal teams regarding settlement activities.
• →Prepare operational and settlement reports for management.
• →Maintain accurate documentation and records of transactions.
• →Monitor compliance with internal controls, policies, and regulatory standards.
• →Assist in improving operational procedures and workflow efficiency.
• →Handle client or counterparty inquiries related to settlements and operations.
• →Support audit requests and risk management activities.
• →Prepare all required and related regulatory reports to regulators (Bank of Thailand, SEC, SET and others) such as client monthly positions, monthly FX spread, etc.
• →Participate in system UAT and production testing, supporting system enhancements and process improvements.

• Bachelor’s degree or higher in Finance, Accounting, or related fields.
• Minimum 3-5 years of experience in operations within a securities company, custodian, or financial institution.
• Strong knowledge of Thai capital markets, including clearing & settlement processes, custody services, and familiarity with SEC/SET regulations is highly preferred.
• Good command of Thai and English (both written and spoken); Mandarin is an advantage.
• Ability to work independently with strong attention to detail, good time management, and the capability to perform under pressure.
• Proactive mindset with a continuous improvement approach to work.
• Possesses good logical thinking.
• Candidates with relevant knowledge but less experience may also be considered.