Authorisations & Onboarding Executive

As an Authorisations & Onboarding role, you will manage the onboarding journey for new Appointed Representative firms and advisers joining the network.

You will conduct due diligence checks, process applications, liaise with advisers and industry partners, and ensure all regulatory requirements are met before authorisation.

This is an excellent opportunity for someone looking to develop a career within Financial Services, Compliance or Regulatory Operations. Full training will be provided.

• Detail Focused - Enjoys working accurately with documentation, applications and regulatory information.
• Analytical - Able to assess information, identify inconsistencies and follow established processes.
• Organised - Comfortable managing multiple cases, prioritising workloads and working to deadlines.
• Communicator - Strong written and verbal communication skills with a professional and customer-focused approach.
• Collaborative - Works well with colleagues, advisers, lenders, providers and other stakeholders.
• Adaptable - Comfortable working within a regulated environment where processes and regulatory requirements evolve.

• →Reviewing and processing adviser and firm applications.
• →Conducting due diligence and referencing checks.
• →Managing onboarding cases through to completion.
• →Processing FCA registrations and updates.
• →Liaising with advisers, firms, lenders and providers.
• →Responding to telephone and email enquiries.
• →Supporting the delivery of positive customer outcomes.
• →Supporting continuous improvement initiatives across the onboarding process.

• Full onboarding and ongoing training provided, with opportunities to develop specialist knowledge in compliance, authorisations and regulatory processes.