Analyst/Associate, Compliance_Hong Kong

Hong Kong·Hong Kongmid

Legal & ComplianceCompliance

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Quick Summary

Key Responsibilities

Handle license applications, regulatory filings and reports Assist with the development,

Technical Tools

Legal & ComplianceCompliance

Company Introduction

Polymer Capital Management is an Asia public markets-focused asset management firm offering hedge fund and long-only strategies. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. Polymer was established in conjunction with PAG, one of the world's largest Asia-focused alternative asset managers, in 2019.

Job Responsibilities / Job Brief

The Product Specialists team acts as a crucial link between investment teams and investors, focusing on relationship management, strategy and insights communication, business development and product development.

Key Responsibilities:

Handle license applications, regulatory filings and reports
Assist with the development, implementation and administration of the Group compliance framework and policies
Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders
Work on regional projects including system UAT, new investment models discussion, or system development
Conduct or assist with ad-hoc inspections and regulatory requests

Requirements

University graduate with major in Business, Finance or Law
At least 2 years of experience in compliance, preferably in brokerage or asset management firms
Excellent analytical and problem-solving skills
Strong interpersonal and communication skills
High attention to details
Ability to handle multiple tasks simultaneously and work under tight deadlines
Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg
Fluent in English and Japanese

Good to have

Proficient in Python, or VBA is a plus

Why join us?

Prime Location: You'll work full time from our centrally located office space in the heart of Hong Kong
High-Growth: We have a team of highly ambitious professionals with a strong desire to learn and develop their skills.
Equal opportunity employer: We celebrate diversity and are committed to creating an inclusive environment for all employees.
Global exposure: With six offices and three affiliate offices around the region, Polymer teams work together to solve meaningful problems at scale.
Dynamic and Collaborative Environment: Opportunity to work with industry leaders and experts to engage in exciting projects and fulfilling challenges.

Some of our Benefits