Associate, Compliance Audit

India·Mumbaimid

Legal & ComplianceCompliance

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Quick Summary

Key Responsibilities

Execute a wide range of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws,

Requirements Summary

A "detail-oriented" mindset with the ability to identify red flags and inconsistencies within a complex environment.

Technical Tools

Legal & ComplianceCompliance

Third Bridge is a leading global research firm established in 2007, with a team of over 1,500 employees worldwide dedicated to fueling decisions with expert insights. We accelerate and enhance decision-making for investors and business leaders by unearthing unique expert insights across multiple sectors, geographies, and topics.

For nearly 20 years, we’ve helped clients access knowledge on demand from experts, in-person and through our Library covering over 65,000 companies.

We are looking for a meticulous and proactive Compliance Audit Associate to join our team during a period of rapid global expansion. In this role, you will serve as a primary line of defence, ensuring the rigorous application of our compliance policies and procedures across all international offices. As a key member of a dynamic, high-performing team, you will conduct internal audits of the entire consultation lifecycle—from initial expert vetting to client interaction—to mitigate risk and uphold the industry-leading standards that define the Third Bridge compliance framework.

Responsibilities

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→Execute a wide range of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.
→Identify gaps, review responses and recommend improvements to business processes so that a strict compliance standard is maintained.
→Provide written and oral feedback on findings and ensure concerns are drawn to the attention of Compliance Audit senior management in a timely manner.
→Stay up-to-date with the latest compliance requirements and any relevant legislative changes.
→Work closely with our IT/ BI team to gather or explore internal data as required.
→Undertake special projects which have arisen through communication between the business and Compliance Audit senior management.

A "detail-oriented" mindset with the ability to identify red flags and inconsistencies within a complex environment.
Strong interpersonal skills to confidently communicate compliance requirements to diverse internal stakeholders and global team
Thrives in a high-growth, fast-paced environment; able to manage multiple audit queues simultaneously without compromising quality.
Excellent oral and written communication skills.

Requirements

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1–3 years of experience in compliance, internal audit and risk management.
A Bachelor’s degree in Finance, CA, CIA, ACCA or equivalent that requires high levels of analytical reasoning.

What We Offer

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What can you expect:

✓Competitive Compensation: Enjoy a competitive salary reflective of your skills and experience.

✓Time Off: Benefit from 18 days of paid time off (PTO), 8 fixed holidays, 1 floating holiday, and 8 casual leaves. PTO increases with tenure.

✓Learning & Development: Receive a personal development reimbursement yearly for customised learning programs. Additionally, a dedicated budget supports studies and job-related qualifications.

✓Health & Well-being: Access private medical insurance, maternity benefits, and engage in various events promoting mental health.

✓Life Cover: Automatically enrolled in Life Insurance cover from your date of hire, providing coverage 4x the annual CTC.

✓Flexibility: Embrace our work-from-anywhere policy, hybrid work options, and enjoy "Winter Fridays."

✓Recognition & Rewards: Earn points through our colleague-to-colleague recognition program, redeemable for hotels, gift cards, charity donations, and more.

✓Snacks & Refreshments: Stay energised with daily snacks, tea, and coffee provided.

✓CSR Days: Contribute to social responsibility with 2 CSR days annually – take time off to volunteer.

✓Equal Opportunity Employer: Third Bridge is proud to foster diversity and inclusion. All qualified applicants will be considered without regard to race, color, religion, sex, national origin, disability, veteran status, or any other status protected under local laws.