Senior Regional Manager, Global Team – Schwab Wealth Advisory (Mandarin Fluency Required)

Investor Advice Solutions consists of Schwab Wealth Advisory, Centralized Service & Operations and Wealth Strategies Consulting Group. Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized service and ongoing advice built on Schwab’s approach to investing. The Centralized Service & Operations group supports Fixed Income and Schwab Wealth Advisory clients as the client facing phone teams. The Wealth Strategies Consulting Group addresses complex wealth management needs of clients through our Planning and Wealth Strategy teams. Additionally, they provide specialized products to meet income generation, risk mitigation, and liquidity needs.

As a Senior Regional Manager you will coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a collaborative environment designed to both grow and support the client base they support.  

This team is unique because it leads our international team. Because of this, it is required that you speak fluent Mandarin. It is also strongly preferred that you speak Cantonese. This will allow you to coach and develop your team as well as complete the compliance duties of your position.  

We value integrity, open communication, strong market knowledge, and a passion for client service. If you want to work with a firm that is dynamic, client focused, invests in your growth, and values your contributions, consider a career as a Senior Regional Manager.    

To learn more about the culture at Schwab, click here to meet our people.   

We place a premium on high performance, quality service and the ability to execute the Schwab strategy. Essential skills include:  

• Fluent in Mandarin 
• Fluent in Cantonese strongly preferred 

• Bachelor’s Degree required  
• Active and valid FINRA Series 7 license required  
• Active and valid FINRA 66 license required (may consider a 120-day COE)  
• Active and valid FINRA 9/10 required (may consider a 120-day COE)  
• CFP or CFA required (may consider an 18-month COE)  

• Five plus years’ experience in the financial services industry 
• Minimum of 2 years supervisory experience strongly preferred