Analyst Compliance (French Speaker)

Connecting clients to markets – and talent to opportunity.

With 4,500+ employees and over 300,000 commercial, institutional, payments, and retail clients, we operate from more than 70 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.

Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.

To support the continuing development of this highly successful business. The individual will support the Compliance department with its advisory and monitoring responsibilities. This role will sit within the Wholesale division of the Compliance department and will focus on providing advisory support and monitoring across the Firm’s various business lines. 

• Completion of ongoing tasks that sit within the Wholesale Compliance team’s Compliance Monitoring Programme (“CMP”)
• Management of the Team’s shared mailbox
• Assist the Team with monitoring of key regulatory developments
• Assist senior members of the team with offering compliance advice and guidance to other business units as required 
• Assist in the implementation of suitable compliance controls to new business initiatives and new products
• Completion of regulatory filings
• Assist with investigating and resolving ad hoc queries from regulators, exchanges and other areas of the business
• Assist in the administration of compliance policies and procedures
• Conducting Compliance Inductions to new employees
• Provide training to the business, as required
• Complaints handling
• This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary.

• Professional Compliance Qualification(s)

Working environment: -

• In office (4 days a week)
• May be required to travel within the UK and /or overseas from time to time