Regulatory Analyst

United States·Washingtonmid

Legal & ComplianceRegulatory Analyst

2 views0 saves0 applied

Apply Now

Quick Summary

Overview

Job Title: Regulatory AnalystLocation: Washington, DC; Hybrid (3 days in office,

Technical Tools

Legal & ComplianceRegulatory Analyst

Job Title: Regulatory Analyst
Location: Washington, DC; Hybrid (3 days in office, after 90 days in-person)
Status: Full-time; Exempt
Reports to: Regulatory Affairs Manager
Direct Reports: None
Typical Work Hours: 8:30 a.m. to 5:00 p.m. Monday to Friday

Monex is a leading global financial solutions provider, offering a complete set of tools to support business growth and strategic financial operations.

We specialize in FX risk management and international payments, helping corporate and institutional clients design tailored FX solutions to navigate currency volatility with confidence. Our team of FX specialists implements well-considered currency strategies, offering dedicated support to help clients manage their payment needs, whether for goods, services, or direct investments.

In 2025, Monex facilitated $198 billion in FX turnover and managed $16.1 billion in assets. With offices across North America (Canada, the U.S., and Mexico), Asia (Singapore), and Europe (the U.K., Spain, and the Netherlands), we serve more than 70,000 clients worldwide.

By combining global reach with deep local market expertise, Monex provides businesses with a suite of financial solutions and FX market analysis to help optimize efficiency, mitigate currency risk, and protect margins in an increasingly complex financial landscape.

Monex is seeking a Regulatory Analyst to support the firm's regulatory affairs and compliance functions. This role is responsible for researching, analyzing, and interpreting applicable U.S. and Canadian laws, regulations, regulatory guidance, and industry developments to identify their impact on the business. The Regulatory Analyst will support regulatory change management, compliance risk assessments, licensing activities, policy and procedure updates, and regulatory reporting initiatives to help ensure Monex USA maintains compliance with its applicable legal and regulatory obligations.

Responsibilities

Conduct open-source research on U.S. and Canadian laws and regulations for regulatory assessments to identify compliance requirements
Monitor developments in U.S. and Canadian regulations and legislation to support regulatory change management initiatives
Review and update Monex policies and procedures to support compliance with regulatory requirements
Contribute to development and maintenance of the Compliance Risk Assessment, monitoring inherent risks, controls and residual risks
Assist the Regulatory Affairs Manager with actioning items under the Compliance Monitoring Plan
Maintain Monex’s U.S. and Canadian licenses and prepare related reports for submission for regulatory good standing and compliance
Retain regulatory inventories, licensing records, reporting schedules, and other regulatory governance documentation for recordkeeping
Support examinations, audits, and information requests for regulators by compiling documentation, evidence, and correspondence
Respond to information requests and Know Your Customer requests from banking partners and third parties for relationship management
Assist the Regulatory Affairs Manager with producing management information for senior management reporting

Required Qualifications

Bachelor's degree in Political Science, Public Administration, International Relations, Legal Studies, or a related field.
Proficiency in Microsoft Office Suite, including Word, Excel, and PowerPoint.
Strong research, analytical, and critical-thinking skills, with the ability to interpret complex legal and regulatory materials and communicate findings clearly.
Strong written and verbal communication skills.
Excellent attention to detail and organizational skills.

Preferred Qualifications

Relevant professional or internship experience in government, public policy, government affairs, regulatory affairs, compliance, legal research, or a related field.
Experience researching and analyzing government publications, legislation, regulations, or legal materials.
Familiarity with U.S. or Canadian regulatory frameworks.
Experience preparing regulatory summaries, reports, or written assessments.