Assistant General Counsel, Derivatives

Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.

We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards. 

The Legal team helps Robinhood build and launch products while meeting the rules that apply to a regulated financial company. Our attorneys work alongside Product, Engineering, Compliance and business leaders, giving clear, practical advice on questions that range from new product launches to regulatory matters. We value sound judgment, plain-spoken advice, and a bias toward helping the business move forward the right way.

Robinhood is looking for an Assistant General Counsel to join our growing Regulatory legal team. We are looking for an attorney with experience in prediction markets, futures, securities and futures commission merchant/broker-dealer regulatory issues who is excited to work at the intersection of regulation, technology, and finance. We are looking for a highly adaptable and collaborative person who can handle ambiguity and rapidly shifting priorities with flexibility and patience. This is an exciting opportunity to join a growing company and contribute to our mission to democratize finance for all.

At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high-performing teams. 

• →Navigate complex regulatory frameworks to help the business design innovative financial products and services
• →Identify and draft necessary changes to the firm's systems and procedures to meet the requirements of new rules/regulations
• →Engage with regulators, including CFTC, SEC, NFA and FINRA, and other external parties
• →Draft agreements, policies and procedures, disclosures, account documentation and website materials
• →Resolve account issues related to estates, bankruptcies, powers of attorney, and related matters
• →Monitoring CFTC/NFA, SEC/FINRA and SRO rule developments and making resulting recommendations
• →Research prediction market, futures, securities, and brokerage questions and provide legal analysis and recommendations
• →Partner cross-functionally with teams including litigation, compliance, product, and government affairs

• J.D. degree (or foreign equivalent) and membership in at least 1 U.S. state bar
• 7+ years of legal practice, including in-house experience, specializing in CFTC and/or SEC regulatory law
• Knowledge or expertise in the rules and regulations relevant to futures commission merchants and/or broker-dealers
• Track record of developing practical solutions to novel problems
• Exceptional project management and communication skills
• Experience at a federal or state financial regulatory agency
• Experience with technology or start-up organizations, and interest in prediction markets