Junior Financial Dealer

Australia·SydneyFull-timeentry

Other

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Quick Summary

Key Responsibilities

1. Trading Operations & Monitoring Monitor daily trading activities, order execution and trading system performance across multiple markets. Investigate trading exceptions,

Technical Tools

Other

About the Role

~1 min read

Monitor daily trading activities, order execution and trading system performance across multiple markets.
Investigate trading exceptions, rejected orders and unusual trading activities.
Assist with trading restrictions, order cancellations and position adjustments.
Coordinate with internal teams and upstream brokers to resolve trading-related issues.

Support daily margin account monitoring and margin call processes.
Assist with forced liquidation procedures in accordance with internal policies and risk controls.
Monitor account exposures, trading restrictions and potential risk events.
Escalate unusual trading activities or risk exposures to senior dealers and relevant teams.

Assist with trading-related corporate action activities, including trading restrictions and position adjustments.
Support the monitoring of options exercise, assignment and expiry-related risks.
Assist with the handling of trading exceptions arising from corporate actions and derivatives activities.

Identify, investigate and escalate trading-related incidents in a timely manner.
Work closely with Operations, Risk Management, Compliance and Technology teams to resolve issues.
Maintain accurate operational records, reports and incident documentation.
Support process improvements, system testing and the development of operational procedures.

Requirements

~1 min read

Bachelor's degree in Finance, Economics, Business or a related discipline.
1–2 years of relevant experience; fresh graduates with a strong interest in financial markets are welcome.
Basic understanding of equities, ETFs and financial markets.
Strong analytical and problem-solving skills.
High attention to detail and a strong sense of responsibility.
Ability to work effectively under pressure in a fast-paced environment.
Good communication skills and the ability to collaborate across teams.
Availability to work flexible hours and rotating shifts to support international markets, including rostered early morning shifts, Saturday mornings, and occasional night shifts (all Sydney time).

Priority will be given to candidates with relevant RG 146 qualifications.

Previous experience in brokerage, trading operations, settlements or financial services.
Understanding of margin trading, short selling, options or other listed derivatives.
Familiarity with trading platforms, order management systems or risk monitoring tools.
Knowledge of Australian financial markets and relevant regulatory requirements.
Proficiency in Microsoft Excel and other data analysis tools.
Mandarin language skills would be advantageous for communication with regional teams.