Compliance Professional

• Bachelor's degree in Law, Finance, or related field (Masters preferred)
• Minimum 2+ years of experience in compliance management within the financial services industry, ideally in brokerage or insurance sectors
• In-depth knowledge of  financial regulations and global regulatory requirements
• Strong understanding of AML, KYC, and data protection standards
• Excellent communication and interpersonal skills, ability to work under pressure
• Certified compliance professional (CAMS, ICA, or equivalent) is a MUST 

Responsibilities:

• Develop, implement, and manage the company's compliance program to meet local and international regulations
• Ensure operations comply with financial regulatory frameworks, including AML and data protection laws
• Conduct regular compliance risk assessments and audits to identify potential risks and areas for improvement
• Serve as the primary contact for compliance issues with regulatory authorities
• Provide training and support to staff on compliance procedures and regulatory updates
• Prepare reports for senior management on compliance activities and adherence to regulations
• Stay informed about legislative changes and update firm policies accordingly.