Registered Wealth Management Client Associate

• →Provides excellent Client Service to the bank's clients through educating them on all of the bank's service and banking offerings
• →Ensures timeliness, accuracy, and completeness in client materials and follows up on all client and Financial Advisor (FA) requests
• →Assists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients, and manage risk
• →Identifies, deepens, and maintains client relationships through emphasizing the bank's offerings and promoting incorporation of banking into day-to-day practices, while communicating outputs to the FA
• →Supports day-to-day team activities and needs including covering roles in times of absence or seasonal need increases, while leading with a client first mindset

• Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66)

  ** If these licenses are not currently held, they must be obtained within a specified timeframe if being hired into a registered job code.**

• Possesses advanced industry knowledge and an understanding of investment products

• Is an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results

• Demonstrates a client-centric mindset, always acting in the best interest of the client

• Has the ability to learn and adapt to new information and technology platforms

• Has experience working with clients, quickly fulfilling their needs, delivering complex solutions, and providing an excellent client experience
• Is comfortable operating in a fast-paced environment with changing and evolving responsibilities
• Is detail oriented
• Demonstrates a commitment to continuous learning and professional growth
• Exhibits sound judgment and discretion when handling sensitive information
• Strong computer application skills, including proficiency with Microsoft Word, Excel, PowerPoint, and Salesforce
• Demonstrates professional verbal and written communication skills

**The following laws or regulations restrict or prohibit the hiring of individuals with certain specified criminal history for the position: FDIC; FINRA

• Account Management
• Client Management
• Customer and Client Focus
• Issue Management
• Oral Communications
• Business Development
• Client Solutions Advisory
• Pipeline Management
• Prioritization
• Administrative Services
• Emotional Intelligence
• Referral Identification
• Written Communications