Operations Team Member_Capital Market Operation_0114_1502_1051233

India·Mumbaimid

OperationsOperations Manager

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Quick Summary

Overview

Key Responsibilities Process and monitor equity, debt, mutual fund, and other capital market transactions. Ensure timely settlement of trades and resolution of settlement-related exceptions.

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OperationsOperations Manager

Responsibilities

~1 min read

→Process and monitor equity, debt, mutual fund, and other capital market transactions.
→Ensure timely settlement of trades and resolution of settlement-related exceptions.
→Handle daily reconciliations of trades, holdings, cash, and depository accounts.
→Process corporate actions such as dividends, bonus issues, rights issues, stock splits, mergers, and buybacks.
→Coordinate with exchanges, depositories, custodians, counterparties, and internal stakeholders for seamless transaction processing.
→Monitor operational risk and ensure compliance with SEBI, Exchange, RBI, and internal policies.
→Investigate and resolve operational breaks, client queries, and transaction discrepancies within defined timelines.
→Prepare and review MIS, regulatory reports, audit requirements, and management dashboards.
→Identify opportunities for process improvements, automation, and efficiency enhancement.
→Support internal and external audits and ensure closure of observations within agreed timelines.

Graduate/Post Graduate in Commerce, Finance, Banking, or related discipline.
3-6 years of experience in Capital Market Operations, Securities Operations, Custody Operations, or Investment Operations.
Knowledge of NSE/BSE Operations, Depository Systems (NSDL/CDSL), Corporate Actions, and Settlements.
Strong understanding of regulatory and compliance requirements.